Debra Ann Friend

Current Employers

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2019-07-03

OH RA
APPROVED

Since 2019-07-03

Branch Locations

2 Summit Park Drive, Suite 210, Independence, OH 44131 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2017-06-09

OH RA
APPROVED

Since 2017-06-09

Branch Locations

Crystal Lake, IL • United States

2 Summit Park Drive, Suite Suite 210, Independence, OH 44131 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Legend Equities Corporation	Palm Beach Gardens	FL	12/2010	01/2017
Lincoln Investment	Independence	OH	01/2017	Present

12/2010 → 01/2017

Legend Equities Corporation

Palm Beach Gardens, FL
01/2017 → Present

Lincoln Investment

Independence, OH

Previous Registrations

2011-03-14 → 2019-10-04

Legend Advisory, Llc

Independence, OH

Palm Beach Gardens, FL

Independence, OH
2001-08-07 → 2009-04-15

Valic Financial Advisors, Inc.

Independence, OH

Ashtabula, OH

Independence, OH

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2011-08-08
S65	Uniform Investment Adviser Law Examination	2011-02-18

S63 Uniform Securities Agent State Law Examination

2011-08-08
S65 Uniform Investment Adviser Law Examination

2011-02-18

Other Names

Debbie Friend

View on SEC IAPD