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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-28
IL RA APPROVED 2022-01-06
  • TX RA
    APPROVED_RES
    Since 2022-03-28
  • IL RA
    APPROVED
    Since 2022-01-06

Branch Locations

120 E Wesley St, Floors 2 & 3, Wheaton, IL 60187 • United States

10 S Dearborn St, Floor 12, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Geneva IL 01/2014 02/2018
Commonwealth Financial Network Geneva IL 02/2018 11/2021
J.P. Morgan Securities Llc Wheaton IL 11/2021 Present
Jpmorgan Chase Bank, N.A. Wheaton IL 11/2021 Present
Riverstone Wealth Partners St Charles IL 12/2013 11/2021
  • 01/2014 → 02/2018
    Invest Financial
    Geneva, IL
  • 02/2018 → 11/2021
    Commonwealth Financial Network
    Geneva, IL
  • 11/2021 → Present
    Wheaton, IL
  • 11/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Wheaton, IL
  • 12/2013 → 11/2021
    Riverstone Wealth Partners
    St Charles, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-18
S63 Uniform Securities Agent State Law Examination 2008-12-19
  • S66 Uniform Combined State Law Examination
    2021-12-18
  • S63 Uniform Securities Agent State Law Examination
    2008-12-19
Other Names
  • Christine Michelle Gordon
  • Chris Potterton
  • Christine Michelle Potterton

View on SEC IAPD

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