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Elizabeth G Knight

Raymond James & Associates, Inc.

Beachwood, OH

Cuyahoga Falls, OH

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-10-07
  • OH RA
    APPROVED
    Since 2019-10-07

Branch Locations

3300 Enterprise Parkway Suite 200, Beachwood, OH 44122 • United States

Cuyahoga Falls, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Pepper Pike OH 02/2013 02/2017
Ubs Financial Services Inc. Akron OH 03/2017 02/2018
Ubs Financial Services Inc. Hudson OH 03/2018 05/2019
Unemployed Cuyahoga Falls OH 06/2019 10/2019
Raymond James & Associates, Inc Beachwood OH 10/2019 Present
Previous Registrations
  • 2013-03-13 → 2019-06-20
    Ubs Financial Services Inc.
    Pepper Pike, OH
    Hudson, OH
    Akron, OH
  • 2013-01-15 → 2013-03-20
    Ameriprise Financial Services, Llc
    Independence, OH
  • 2009-06-01 → 2012-11-05
    Morgan Stanley
    Cleveland, OH
    Pepper Pike, OH
    Beachwood, OH
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Beachwood, OH
    Cleveland, OH
    Akron, OH
  • 2006-10-03 → 2007-04-02
    Morgan Stanley Dw Inc.
    Akron, OH
    Canton, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-19
S63 Uniform Securities Agent State Law Examination 2000-10-06
  • S65 Uniform Investment Adviser Law Examination
    2006-12-19
  • S63 Uniform Securities Agent State Law Examination
    2000-10-06
Other Names
  • Elizabeth Gayle Simon
  • Elizabeth Gayle Neer
  • Elizabeth Gayle Neer
  • Elizabeth Gayle Knight

View on SEC IAPD

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Other Offices

NORTH STAR ADVISORY GROUP, LLC · BEACHWOOD, OH
CM WEALTH ADVISORS LLC · BEACHWOOD, OH
PHILIPP CAPITAL ADVISORS · BEACHWOOD, OH
TIDMORE RETIREMENT PLANNING SPECIALISTS · BEACHWOOD, OH
NEO INVESTMENT COUNSEL, LLC · CLEVELAND, OH
SEQUOIA FINANCIAL GROUP, L.L.C. · BEACHWOOD, OH
SEQUOIA FINANCIAL GROUP, L.L.C. · BEACHWOOD, OH
C.N.M. MANAGEMENT, LLC · CLEVELAND, OH

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