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Karen Lorraine French

LPl Enterprise, LLC

Downers Grove, IL

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-14
  • IL RA
    APPROVED
    Since 2024-11-14

Branch Locations

1901 Butterfield Road Suite 250, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities,Llc Downers Grove IL 08/1987 11/2024
Prudential Insurance Company Of America Downers Grove IL 08/1987 Present
Lpl Enterprise, Llc Downers Grove IL 11/2024 Present
  • 08/1987 → 11/2024
    Pruco Securities,Llc
    Downers Grove, IL
  • 08/1987 → Present
    Prudential Insurance Company Of America
    Downers Grove, IL
  • 11/2024 → Present
    Downers Grove, IL
Previous Registrations
  • 2007-07-05 → 2024-11-14
    Frankfort, IL
    Tinley Park, IL
    Naperville, IL
    Frankfort, IL
    Downers Grove, IL
    Crestwood, IL
Other Businesses

1) 11/14/2024- Emerson Rogers (formerly Flexible Benefit)- Non-Variable Insurance-Broker for Health and Medicare Insurance- INV Related- At Downers Grove, IL- Start date 08/24/1987- 5 HRS MTH- 5 HRS During Trading 2) 11/14/2024- Winifred M French Living Trust- Act in a Fiduciary Capacity- Not INV Related- At Downers Grove, IL- Start date 08/18/2017- 2 HRS MTH- 0 HRS During Trading 3) 02/03/2025 - KAREN L FRENCH - Non-Variable Insurance - THIS OBA IS FOR PROPRITARY AND NON-PROPRITARY FIXED INSURANCE SALES. - INV Related - At Downers Grove, IL - Start date 11/18/2024 - 10hrs/mth - 10hrs During Trading 4)03/18/2025-Prudential-Property and Casualty-Not Inv Related-At Downers Grove, IL-Start date 11/18/2024-0hrs/mth-0hrs/during trading 5) 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-14
S63 Uniform Securities Agent State Law Examination 1991-11-15
  • S65 Uniform Investment Adviser Law Examination
    2001-03-14
  • S63 Uniform Securities Agent State Law Examination
    1991-11-15

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