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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
1901 Butterfield Road Suite 250, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities,Llc | Downers Grove | IL | 08/1987 | 11/2024 |
| Prudential Insurance Company Of America | Downers Grove | IL | 08/1987 | Present |
| Lpl Enterprise, Llc | Downers Grove | IL | 11/2024 | Present |
1) 11/14/2024- Emerson Rogers (formerly Flexible Benefit)- Non-Variable Insurance-Broker for Health and Medicare Insurance- INV Related- At Downers Grove, IL- Start date 08/24/1987- 5 HRS MTH- 5 HRS During Trading 2) 11/14/2024- Winifred M French Living Trust- Act in a Fiduciary Capacity- Not INV Related- At Downers Grove, IL- Start date 08/18/2017- 2 HRS MTH- 0 HRS During Trading 3) 02/03/2025 - KAREN L FRENCH - Non-Variable Insurance - THIS OBA IS FOR PROPRITARY AND NON-PROPRITARY FIXED INSURANCE SALES. - INV Related - At Downers Grove, IL - Start date 11/18/2024 - 10hrs/mth - 10hrs During Trading 4)03/18/2025-Prudential-Property and Casualty-Not Inv Related-At Downers Grove, IL-Start date 11/18/2024-0hrs/mth-0hrs/during trading 5) 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-15 |
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