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Christopher Todd Drawbaugh

B. Riley Wealth Advisors, Inc.

Hagerstown, MD

CRD 3245367

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Employer firm

B. Riley Wealth Advisors, Inc. CRD 115927

$4.21B regulatory AUM 40 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-16
  • MD RA
    APPROVED
    Since 2025-01-16

Branch Locations

19756 Longmeadow Road Suite A, Hagerstown, MD 21742 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B. Riley Wealth Management Memphis TN 08/2009 Present
B. Riley Wealth Advisors, Inc Memphis TN 07/2022 Present
Previous Registrations
  • 2009-03-13 → 2009-08-27
    Hagerstown, MD
  • 2002-03-27 → 2009-03-13
    Ferris, Baker Watts, Llc
    Hagerstown, MD
    Hagerstown, MD
Other Businesses

1. BASTION FINANCIAL GROUP' 580 NORTHERN AVENUE, SUITE C2, HAGERSTOWN, MD. 21742; START: 2009; INVESTMENT RELATED; THIS IS MY DBA COMPANY; 180 HOURS PER MONTH DEVOTED TO THIS ACTIVITY; 130 DURING TRADING HOURS; COMMISSIONS AND FEES FOR REMUNERATION; OWNER. 2. BEVERLY COURT LLC, INVESTMENT RELATED, 2095 CASTLEGREEN DR GREENCASTLE PA 17225, COMMERCIAL REAL ESTATE INVESTMENT WITH FATHER, OWNER-MANAGING MEMBER, STARTED 2005, 1 HOUR DEVOTED PER MONTH, 1 HR DURING TRADING, MAINTAIN BULDING AND ITS SYSTEMS; MANAGE THE TENANTS. 3. DRAWBAUGH DEVELOPMENT LLC; INVESTMENT RELATED; PO BOX 625 GREENCASTLE PA 17225; LLC OWNS REAL ESTATE; OWNER; START DATE 2022; 10 HRS/ MONTH DEVOTED DURING SECURITIES TRADING HRS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-16
S63 Uniform Securities Agent State Law Examination 1999-10-01
  • S65 Uniform Investment Adviser Law Examination
    1999-12-16
  • S63 Uniform Securities Agent State Law Examination
    1999-10-01
Other Names
  • Chris Drawbaugh

View on SEC IAPD

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