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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-01-16 |
Branch Locations
19756 Longmeadow Road Suite A, Hagerstown, MD 21742 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management | Memphis | TN | 08/2009 | Present |
| B. Riley Wealth Advisors, Inc | Memphis | TN | 07/2022 | Present |
1. BASTION FINANCIAL GROUP' 580 NORTHERN AVENUE, SUITE C2, HAGERSTOWN, MD. 21742; START: 2009; INVESTMENT RELATED; THIS IS MY DBA COMPANY; 180 HOURS PER MONTH DEVOTED TO THIS ACTIVITY; 130 DURING TRADING HOURS; COMMISSIONS AND FEES FOR REMUNERATION; OWNER. 2. BEVERLY COURT LLC, INVESTMENT RELATED, 2095 CASTLEGREEN DR GREENCASTLE PA 17225, COMMERCIAL REAL ESTATE INVESTMENT WITH FATHER, OWNER-MANAGING MEMBER, STARTED 2005, 1 HOUR DEVOTED PER MONTH, 1 HR DURING TRADING, MAINTAIN BULDING AND ITS SYSTEMS; MANAGE THE TENANTS. 3. DRAWBAUGH DEVELOPMENT LLC; INVESTMENT RELATED; PO BOX 625 GREENCASTLE PA 17225; LLC OWNS REAL ESTATE; OWNER; START DATE 2022; 10 HRS/ MONTH DEVOTED DURING SECURITIES TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-01 |
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