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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-09-24
  • MI RA
    APPROVED
    Since 2010-09-24

Branch Locations

Atrium One, 900 Victors Way, Suite 150, Ann Arbor, MI 48108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co. Inc. Ann Arbor MI 08/2005 Present
  • 08/2005 → Present
    Stifel Nicolaus & Co. Inc.
    Ann Arbor, MI
Other Businesses

Father Gabriel Richard High School;4333 Whitehall Dr Ann Arbor MI 48105;Private High School;Head Basketball Coach;Coaching the varsity basketball team;04/08/2019;2.00 Hour(s) Per Day;not during securities trading hours;not investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-30
S63 Uniform Securities Agent State Law Examination 1987-10-09
  • S65 Uniform Investment Adviser Law Examination
    1996-10-30
  • S63 Uniform Securities Agent State Law Examination
    1987-10-09

View on SEC IAPD

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