Kevin Scott Swinigan

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  St Louis, MO
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  St Louis, MO

Other Businesses

Real Estate Ownership; Single Family; 516 N Elm, , Greenville, IL, 62246; Not Investment-Related; 06/09/2025. Business Ownership; Westview Partners; Decisions on rent, phone systems, expenses, etc.; A business to handle expenses of the office.; 622 Emerson Road Suite 220, , Saint Louis, MO, 63141; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Westview Partners LLC; Co-owner; Manage advisory business; 622 Emerson Road, Suite 220, St. Louis, MO, 63141; Investment-Related; 01/01/2020; 60 hours per month; 60 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-08-29
• S63 Uniform Securities Agent State Law Examination
  1999-07-09

Other Names

• Kevin Scott Swinigan