James Michael Mcwilliams

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-26

NY RA
APPROVED

Since 2021-04-26

Branch Locations

Garden City, NY • United States

390 Old Country Road 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Matrix Group	New Hyde Park	NY	01/1989	Present
Osaic Wealth, Inc.	Islandia	NY	04/2004	Present
Creative Wealth Management Llc	Islandia	NY	04/2004	Present

01/1989 → Present

Matrix Group

New Hyde Park, NY
04/2004 → Present

Osaic Wealth, Inc.

Islandia, NY
04/2004 → Present

Creative Wealth Management Llc

Islandia, NY

Other Businesses

5 HOURS PER MONTH, USUALLY NOT DONE DURING TRADING HOURS,FIXED ANNUITIES, VARIABLE ANNUITIES, LIFE INSURANCE GATEWAY INVESTMENTS LLC POSITION: reg. rep NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 12/06/2019 ADDRESS: 390 old country rd, garden city NY 11530, United States DESCRIPTION: registered rep with royal alliance. work with the branch office in garden city which is gateway investments LLC

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-11-30

S63 Uniform Securities Agent State Law Examination

1987-11-30

Designations

Certified Financial Planner

View on SEC IAPD