Clark Robert Durham

Stifel, Nicolaus & Company, Incorporated

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-01-06

TX RA
APPROVED

Since 2021-01-06

Branch Locations

2850 North Harwood 18Th Floor & 17Th Floor, Dallas, TX 75201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Jefferies & Company, Inc	Dallas	TX	04/2010	01/2021
Stifel Nicolaus & Co Inc	Dallas	TX	01/2021	Present

04/2010 → 01/2021

Jefferies & Company, Inc

Dallas, TX
01/2021 → Present

Stifel Nicolaus & Co Inc

Dallas, TX

Previous Registrations

2010-04-23 → 2021-01-21

Leucadia Asset Management Llc

Dallas, TX

New York, NY
2004-08-27 → 2010-04-28

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX

Dallas, TX
2003-01-17 → 2004-09-02

Credit Suisse Securities (Usa) Llc

Dallas, TX
1987-12-15 → 2003-01-17

Pershing Llc

Dallas, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-03-16
S63	Uniform Securities Agent State Law Examination	1987-12-11

S65 Uniform Investment Adviser Law Examination

1999-03-16
S63 Uniform Securities Agent State Law Examination

1987-12-11

Other Names

Clark Robert Durham
Durham Robert Clark Robert

View on SEC IAPD

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