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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-08 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Claremont | CA | 10/1998 | Present |
| Morgan Stanley Smith Barney | Clarmont | CA | 06/2009 | Present |
610 CRESCENT EXECUTIVE CT; LAKE MARY FL; INDEPENDENT DISTRIBUTOR; SOON ABOUT 40 HOURS PER MONTH; NONE DURING SECURITIES HOURS; DISTRIBUTOR OF PRODUCTS; NON INVESTMENT RELATED 2. NOTARY AND LOAN DOCUMENT AGENT- EFFECTIVE 05/2015- 5 HOURS AFTER BUSINESS 3. PENDING BUSINESS; EMPLOYEE; NOT INVESTMENT RELATED; SEEKING PART TIME; 01/2017; 0,1 *666667- Beverlee Chenault Property; Investment related: Yes; Moreno Valley, California; Rental Property; owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2025; During business hours: 0; After business hours: 5; Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-20 |
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