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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-03 |
Branch Locations
5000 Colleyville Blvd., Colleyville, TX 76034 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates Inc | Dallas | TX | 04/2014 | 02/2020 |
| Jp Morgan Securities Llc | Irving | TX | 02/2020 | Present |
| Jp Morgan Chase Bank, N.A. | Irving | TX | 02/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-08 |
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