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George Steve Telles

LPl Financial LLC

Windham, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

5360 Ny-23, Windham, NY 12496-0125 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Windham NY 12/1991 Present
  • 12/1991 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Windham, NY
Other Businesses

1. 6/27/2001 - REAL ESTATE RENTAL - OWNER/LANDLORD OF RENTAL PROPERTIES. 2. 9/20/2001 - DBA ONLY - MOUNTAIN-TOP SECURITIES, INC. - WINDHAM, NY.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-10-27
  • S63 Uniform Securities Agent State Law Examination
    1987-10-27
Other Names
  • George Steven Telles

View on SEC IAPD

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