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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1999-02-12 |
Branch Locations
565 Bellevue Avenue Suite 1001, Oakland, CA 94610 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co. | Oakland | CA | 05/1987 | Present |
| Nylife Securities Inc. | Oakland | CA | 08/1987 | Present |
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: 565 BELLEVUE AVE, STE 1001, OAKLAND, CA 94601; START DATE: 10/2003; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED] [NYLARC Holding Company, Inc; Reinsuring the life insurance that I write with New York Life; 51 Madison Ave., New York, NY 10010; Start Date 01/1997; Role/Title: Shareholder; Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [author; I am writing a romance book, so far unpublished.; 565 Bellevue Ave., Apt 1002, Oakland, CA 94610; Start Date 06/2023; Role/Title: Owner; Not Investment Related; 20 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-16 |
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