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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-31 |
| VA | RA | APPROVED | 2018-04-30 |
Branch Locations
5309 Commonwealth Centre Pkwy. Suite 407, Midlothian, VA 23112 • United States
215-A S Main St, Blackstone, VA 23824 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Midlothian | VA | 09/2009 | Present |
(1) 12/14/2011: Vaught Financial Services, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 08/28/2015: Vaught Financial Services - Notary - Investment Related - 5309 Commonwealth Centre Parkway, Suite 401, Midlothian, VA 23112 - Start 07/31/2015 - 1 Hr/Mo; 0 Hour(s) During Securities Trading - Notary, State of Virginia (3) 09/28/2016: No Business Name - Non-Variable Insurance - Investment Related - 5309 Commonwealth Centre Parkway, Suite 401, Midlothian, VA 23112 - Start 09/06/2016 - 2 Hr/Mo; 2 Hour(s) During Securities Trading - INS Types: Life, LTC (4) 07/05/2017-Vaught & Associates Financial Services, LLC-investment related- At reported business location(s)- DBA for LPL Business (entity for LPL business)- Will change name of company doing business as from Vaught Financial Services, LLC to Vaught & Associates, LLC-start 07/07/2017-Hours per month 250/40 hours during trading (5) 1/21/2021 - Vaught, Spangler & Associates Financial Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/15/2021 - 260 Hours Per Month/168 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-11-05 |
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