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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-31
VA RA APPROVED 2018-04-30
  • TX RA
    APPROVED_RES
    Since 2026-08-31
  • VA RA
    APPROVED
    Since 2018-04-30

Branch Locations

5309 Commonwealth Centre Pkwy. Suite 407, Midlothian, VA 23112 • United States

215-A S Main St, Blackstone, VA 23824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Midlothian VA 09/2009 Present
Other Businesses

(1) 12/14/2011: Vaught Financial Services, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 08/28/2015: Vaught Financial Services - Notary - Investment Related - 5309 Commonwealth Centre Parkway, Suite 401, Midlothian, VA 23112 - Start 07/31/2015 - 1 Hr/Mo; 0 Hour(s) During Securities Trading - Notary, State of Virginia (3) 09/28/2016: No Business Name - Non-Variable Insurance - Investment Related - 5309 Commonwealth Centre Parkway, Suite 401, Midlothian, VA 23112 - Start 09/06/2016 - 2 Hr/Mo; 2 Hour(s) During Securities Trading - INS Types: Life, LTC (4) 07/05/2017-Vaught & Associates Financial Services, LLC-investment related- At reported business location(s)- DBA for LPL Business (entity for LPL business)- Will change name of company doing business as from Vaught Financial Services, LLC to Vaught & Associates, LLC-start 07/07/2017-Hours per month 250/40 hours during trading (5) 1/21/2021 - Vaught, Spangler & Associates Financial Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/15/2021 - 260 Hours Per Month/168 Hour During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-11-05
  • S63 Uniform Securities Agent State Law Examination
    1987-11-05
Other Names
  • Don Vaught
  • Donald Richard Vaught
  • Don R Vaught

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