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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-27 |
| VA | RA | APPROVED | 2021-06-01 |
Branch Locations
1 Park West Circle 310-E, Midlothian, VA 23114 • United States
11710 Plaza America Drive Suite 2000, Reston, VA 20170 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Reston | VA | 07/2014 | 06/2021 |
| American University | Washington | DC | 03/2016 | 06/2017 |
| Kestra Investment Services, Llc | Reston | VA | 06/2021 | Present |
| Kestra Advisory Services | Reston | VA | 06/2021 | Present |
Name: George Mason University FPWM Advisory Board Member Investment Related: No Address: 4400 University Dr Fairfax VA 22030 NOB: Board Position (Board of Directors, Board of Trustees, etc.) POS: Advisory Board Member Start Date: 12/10/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) DESC: Help to promote the financial planning and wealth management degree in the School of Business at GMU Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Pkwy, Building 2 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC POS: Financial advisor Start Date: 6/1/2021 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) DESC: Serve clients Name: ANNE MCCABE POS: Owner NOB: Paid speaking INV REL: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2024 ADDRESS: 100 Pearl St, Herndon VA 20170 DESC: Deliver speaking engagements Name: CURO PRIVATE WEALTH POSITION: President & CEO NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 07/25/2014 ADDRESS: 11710 Plaza America Dr, Suite 2000, Reston VA 20190, United States DESCRIPTION: Service clients and manage practice/employees
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-05 |
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