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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-27
VA RA APPROVED 2021-06-01
  • TX RA
    APPROVED_RES
    Since 2023-07-27
  • VA RA
    APPROVED
    Since 2021-06-01

Branch Locations

1 Park West Circle 310-E, Midlothian, VA 23114 • United States

11710 Plaza America Drive Suite 2000, Reston, VA 20170 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Reston VA 07/2014 06/2021
American University Washington DC 03/2016 06/2017
Kestra Investment Services, Llc Reston VA 06/2021 Present
Kestra Advisory Services Reston VA 06/2021 Present
  • 07/2014 → 06/2021
    Reston, VA
  • 03/2016 → 06/2017
    American University
    Washington, DC
  • 06/2021 → Present
    Kestra Investment Services, Llc
    Reston, VA
  • 06/2021 → Present
    Kestra Advisory Services
    Reston, VA
Previous Registrations
Other Businesses

Name: George Mason University FPWM Advisory Board Member Investment Related: No Address: 4400 University Dr Fairfax VA 22030 NOB: Board Position (Board of Directors, Board of Trustees, etc.) POS: Advisory Board Member Start Date: 12/10/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) DESC: Help to promote the financial planning and wealth management degree in the School of Business at GMU Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Pkwy, Building 2 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC POS: Financial advisor Start Date: 6/1/2021 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) DESC: Serve clients Name: ANNE MCCABE POS: Owner NOB: Paid speaking INV REL: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2024 ADDRESS: 100 Pearl St, Herndon VA 20170 DESC: Deliver speaking engagements Name: CURO PRIVATE WEALTH POSITION: President & CEO NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 07/25/2014 ADDRESS: 11710 Plaza America Dr, Suite 2000, Reston VA 20190, United States DESCRIPTION: Service clients and manage practice/employees

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-05
  • S66 Uniform Combined State Law Examination
    2006-06-05
Designations
Other Names
  • Anne-Day Mccabe
  • Anne Mccabe
  • Anne-Day Mckee Mccabe
  • Anne Mccabe
  • Anne-Day Mckee Mccabe Triana
  • Anne Day Mckee Mccabe Trinia

View on SEC IAPD

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