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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-07-15 |
Branch Locations
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Raleigh, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Parkland Securities | Ann Arbor | MI | 08/2014 | Present |
1. PRESIDENT - FIRST SOUTH FINANCIAL, INC., 2113 CAMERON ST, STE 204, RALEIGH, NC 27605, SELLS VARIOUS LINES OF INSURANCE THROUGH VARIOUS INSURANCE CARRIERS. BROKERAGE AGENCY, NOT INVESTMENT RELATED ESTABLISHED IN 1992 TO PRESENT; PART TIME OVERSIGHT OF EXISTING CLIENT ACCOUNTS, PRIMARILY LIFE INSURANCE POLICIES. 2. Serve as one of three Trustees for the Hayes Barton Baptist Church, Raleigh, NC. Trustees are the custodians of all church property. Start date: 1/1/24 for 3 year term. Approx. 1 hr/mo, none during mkt hrs. INV REL: N 3. President of the Needham Broughton High School Caps Club, a high school athletic booster club in Raleigh, NC. Duties include oversight, along with school's principal and athletic director, of fundraising and related activities in support of school's athletic teams. Start date: 7/1/21, approx. 5 hrs/mo with 2 hrs/mo during mkt hrs. Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-04 |
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