Christine Winn Powell

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-07-25
TX	RA	APPROVED	2019-06-26

FL RA
APPROVED

Since 2024-07-25
TX RA
APPROVED

Since 2019-06-26

Branch Locations

Mcqueeney, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Houston	TX	11/2010	Present
Independent Financial Partners	Houston	TX	11/2010	05/2019

11/2010 → Present

Lpl Financial Llc

Houston, TX
11/2010 → 05/2019

Independent Financial Partners

Houston, TX

Previous Registrations

2010-11-30 → 2019-07-30

Independent Financial Partners

Houston, TX
2010-01-11 → 2010-12-01

Nrp Advisors, Inc.

Houston, TX

Bryan, OH
2009-06-01 → 2010-01-21

Morgan Stanley

Houston, TX
1993-07-31 → 2009-06-01

Citigroup Global Markets Inc.

Houston, TX

Houston, TX

Houston, TX

Other Businesses

1. 12/2/2021 - Pensionmark Houston, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/01/2015 - 160 Hours Per Month During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-12-31
S63	Uniform Securities Agent State Law Examination	1987-10-07

S65 Uniform Investment Adviser Law Examination

1992-12-31
S63 Uniform Securities Agent State Law Examination

1987-10-07

Other Names

Christine Ann Winn

View on SEC IAPD