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Paul Stephen Baker

Wells Fargo Clearing Services, LLC

Jenkintown, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
PA RA APPROVED 2016-08-19
CA RA APPROVED 2005-11-23
  • TX RA
    APPROVED
    Since 2025-09-05
  • PA RA
    APPROVED
    Since 2016-08-19
  • CA RA
    APPROVED
    Since 2005-11-23

Branch Locations

165 Township Line Rd Ste 200 Two Pitcairn Place, Jenkintown, PA 19046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Jenkintown PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Jenkintown PA 11/2016 Present
Previous Registrations
  • 2002-12-20 → 2005-11-28
    Morgan Stanley Dw Inc.
    Jenkintown, PA
    Jenkintown, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-25
S63 Uniform Securities Agent State Law Examination 1987-10-30
  • S65 Uniform Investment Adviser Law Examination
    2005-10-25
  • S63 Uniform Securities Agent State Law Examination
    1987-10-30
Designations

View on SEC IAPD

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Other Investors

DONALD EDWARD JONES
ALVIN ABRAHAM CLAY
PAUL KENNETH KINGSTON
RICHARD E BOROWY
David Richard DuCharme
Bridget J Curtis
JOANNE MAXINE KELLER
STEVEN A ROSENBERG

Other Offices

COMPREHENSIVE INVESTMENT MANAGEMENT, LLC · Jenkintown, PA
ALVIN CLAY FINANCIAL ADVISORS, LLC · JENKINTOWN, PA
FINANCIAL SPECTRUM INC. · JENKINTOWN, PA
DUCHARME WEALTH ADVISORS, LLC · JENKINTOWN, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · JENKINTOWN, PA
THE ARANDA GROUP ADVISORS, LLC · JENKINTOWN, PA
RAYMOND JAMES & ASSOCIATES, INC. · JENKINTOWN, PA
OPPENHEIMER & CO. INC. · JENKINTOWN, PA

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