Sean Alexander Miot

Employer firm

Park Capital Group, Inc. CRD 165884

$88.6M regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars
• FINANCIAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 03/2018
  Cowen Prime Services
  San Francisco, CA
• 03/2018 → 09/2020
  Liquid Biosciences, Inc.
  Aliso Viejo, CA
• 09/2020 → 03/2022
  Unemployed
  Aliso Viejo, CA
• 03/2022 → Present
  Lpl Financial
  Murrieta, CA
• 11/2022 → Present
  Park Capital Group, Inc.
  Redondo Beach, CA
• 04/2022 → Present
  Park Capital Group, Inc.
  Redondo Beach, CA

Other Businesses

1) 6/2022 - DBA for LPL Business (entity for LPL business) - Park Wealth Management - Investment Related - Aliso Viejo, CA 92656 2) 6/2022 - Business Entity For Tax/Investment Purposes Only - Converge Dx, Inc. - Not Investment Related - Aliso Viejo, CA 92656 3) 6/2022 - Business Entity For Tax/Investment Purposes Only - CA CRYSTALAND AND COLLECTABLES, LLC - Not Investment Related - Aliso Viejo, CA 92656 4) 08/31/2022 - Park Capital Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Licensed Admin - Start Date - 06/21/2022 - 200 Hours Per Month/200 Hours During Securities Trading - I provide administrative support to Park Capital Group, Inc., an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5.) Liquid Lung Dx - Start Date: 12/2018, Board Member; 4695 MacArthur Court, Suite 1100, Newport Beach, CA 92660 - Not Investment Related - Duties: Attend quarterly board of director meetings via Zoom, discuss corporate strategy with other board members, monitor developments from other liquid biopsy companies - Hours/Month During Non-Trading Hours: 2 hours per month; Hours/Month During Trading Hours: None

Exams

• S66 Uniform Combined State Law Examination
  2022-10-17
• S63 Uniform Securities Agent State Law Examination
  1999-09-07