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CRD 1736953
Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-29 |
Branch Locations
301 West Main St, New Holland, PA 17557 • United States
1800 Fruitville Pike, Lancaster, PA 17601 • United States
1001 E Oregon Road, Lititz, PA 17543 • United States
2001 Harrisburg Pike, Lancaster, PA 17601 • United States
450 Willow Valley Lakes, Willow Street, PA 17584 • United States
1001 E Oregon Road, Lititz, PA 17543 • United States
400 James Buchanan, Elizabethtown, PA 17022 • United States
625 Robert Fulton Highway, Quarryville, PA 17566 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Union Community Bank | Mount Joy | PA | 01/2001 | 02/2019 |
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 12/2016 |
| Infinex Investments, Inc. | Meriden | CT | 12/2016 | 02/2019 |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2019 | Present |
| Orrstown Financial Advisors | Camp Hill | PA | 02/2019 | Present |
| East Denegel Township | Marietta | PA | 01/2003 | 12/2021 |
| Susquehanna Regional Police Commission | Marietta | PA | 01/2006 | 12/2021 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 02/2019 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY AND LONG TERM CARE (2) NAME OF OTHER BUSINESS: ORRSTOWN FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2019 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES ON BANK PREMISES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-24 |
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