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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-10 |
| ME | RA | APPROVED | 2020-09-02 |
| FL | RA | APPROVED | 2019-11-20 |
| OH | RA | APPROVED | 2019-11-01 |
Branch Locations
St. Petersburg, FL • United States
30050 Chagrin Blvd Ste 150, Pepper Pike, OH 44124 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Pepper Pike | OH | 05/2008 | 11/2019 |
| Wells Fargo Clearing Services, Llc, | Pepper Pike | OH | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-12 |
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