Thomas Robert Burton

Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2012-01-04

IN RA
APPROVED

Since 2012-01-04

Branch Locations

500 Maryville University Drive, St Louis, MO 63141 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Schwab Wealth Advisory Inc	Indianapolis	IN	01/2012	Present
Charles Schwab & Co., Inc.	Indianapolis	IN	07/1992	Present

01/2012 → Present

Schwab Wealth Advisory Inc

Indianapolis, IN
07/1992 → Present

Charles Schwab & Co., Inc.

Indianapolis, IN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-03-20
S63	Uniform Securities Agent State Law Examination	1987-10-05

S66 Uniform Combined State Law Examination

2003-03-20
S63 Uniform Securities Agent State Law Examination

1987-10-05

Other Names

Tom Burton
Thomas R Burton

View on SEC IAPD

Current Employers

Schwab Wealth Advisory, Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews