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David James Brady

LPl Financial LLC

Minden, NV

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-18
NV RA APPROVED 2019-12-10
  • TX RA
    APPROVED
    Since 2026-06-18
  • NV RA
    APPROVED
    Since 2019-12-10

Branch Locations

1625 State Route 88 Ste 202, Minden, NV 89423 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minden NV 07/2015 12/2019
Lpl Financial, Llc Minden NV 12/2019 Present
  • 07/2015 → 12/2019
    Ameriprise Financial Services, Inc.
    Minden, NV
  • 12/2019 → Present
    Minden, NV
Previous Registrations
Other Businesses

1. 12/04/2019 - BRADY AND ASSOCIATES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ MINDEN, NV 2. 03/16/2026 - Douglas County School Board - Politics/ Government - Not Investment Related - Minden, NV - Start Date 03/01/2026 - 15 hours per month/ 0 hours during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-09-29
  • S63 Uniform Securities Agent State Law Examination
    1987-09-29
Designations
Other Names
  • Dave Brady

View on SEC IAPD

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