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Kimberly Ann Clark-Schweitzer

Morgan Stanley

Miami, FL

Coral Gables, FL

Miami Beach, FL

CRD 1735984

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-15
FL RA APPROVED 2013-07-15
  • TX RA
    APPROVED_RES
    Since 2020-04-15
  • FL RA
    APPROVED
    Since 2013-07-15

Branch Locations

200 South Biscayne Boulevard Suite 1100, Miami, FL 33131 • United States

220 Alhambra Circle 10Th Floor, Coral Gables, FL 33134 • United States

1691 Michigan Ave Ste 550, Miami Beach, FL 33139 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Miami FL 01/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-11
S65 Uniform Investment Adviser Law Examination 1996-07-12
S63 Uniform Securities Agent State Law Examination 1987-12-22
  • S66 Uniform Combined State Law Examination
    2013-07-11
  • S65 Uniform Investment Adviser Law Examination
    1996-07-12
  • S63 Uniform Securities Agent State Law Examination
    1987-12-22
Other Names
  • Kim Clark
  • Kimberly Ann Clark
  • Kimberly Ann Clark-Schweiter

View on SEC IAPD

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