Dennis Lynn Starbuck

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 06/2022
  Cetera Advisors Llc
  El Segundo, CA
• 01/2017 → Present
  Wealth Preservation Center
  Colorado Springs, CO
• 06/2022 → 06/2023
  Sigma Financial Corporation
  Ann Arbor, MI
• 06/2023 → Present
  Lpl Financial Llc
  Kalamazoo, MI

Previous Registrations

• 2022-06-20 → 2023-06-23
  Spc
  Ann Arbor, MI
  Kalamazoo, MI
  Grand Rapids, MI
• 2006-10-11 → 2022-06-17
  Cetera Advisors Llc
  Greenwood Village, CO
  Kalamazoo, MI
  Rockford, MI

Other Businesses

1- 06/2023 / Wealth Preservation Center, LLC / Seminars / INVESTMENT RELATED / 25 HRS MNTH/ START DATE 1/1/2003 2- 06/2023 / INCLUDED IN THE PLAN 4 FINANCIAL DESIGN SERVICES / NOTARY / INVESTMENT RELATED / START DATE 1/1/2000 3- 06/2023 / Plan 4 Financial Design. LLC / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / 120 HRS MNTH / 80 HRS TRADING / START DATE 1/1/1994 4- 06/2023 / Wealth Preservation Center. LLC / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / 25 HRS MNTH / START DATE 1/1/2003 5- 06/2023 / Included in Plan 4 Financial Design services offered / Non-Variable Insurance / INVESTMENT RELATED / 3 HRS MNTH/ 5 HRS TRADING / START DATE 1/1/1986 6-06/2023 / Starbuck Properties, LLC / Business Owner / NON INVESTMENT RELATED / 2 HRS MNTH / START DATE 1/1/2005

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-09-21

Designations

• Certified Financial Planner

Other Names

• Dennis L Starbuck