Elizabeth Cullum Hart

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 11/2016
  Bny Mellon Capital Markets, Llc
  New York, NY
• 11/2016 → 12/2017
  Unemployed
  Brielle, NJ
• 12/2017 → 01/2022
  Td Ameritrade, Inc.
  Jersey City, NJ
• 01/2022 → Present
  Charles Schwab & Co., Inc.
  Jersey City, NJ

Previous Registrations

• 2018-01-25 → 2022-03-07
  Td Ameritrade, Inc.
  Jersey City, NJ
• 2018-01-29 → 2022-03-07
  Td Ameritrade Investment Management, Llc
  Jersey City, NJ

Exams

• S66 Uniform Combined State Law Examination
  2018-01-24
• S63 Uniform Securities Agent State Law Examination
  1987-10-09

Other Names

• Liz Cullum
• Elizabeth Ann Cullum
• Elizabeth Ann Hart
• Elizabeth C Hart
• Elizabeth C. Hart
• Liz Hart
• Elizabeth Hart