John N Joseph

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-21

CA RA
APPROVED

Since 2026-01-21

Branch Locations

100 Pacifica #480, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco Private Ledger	Irvine	CA	03/2000	Present
John Joseph Ins & Fncl Srvcs.	Irvine	CA	03/2000	Present

03/2000 → Present

Linsco Private Ledger

Irvine, CA
03/2000 → Present

John Joseph Ins & Fncl Srvcs.

Irvine, CA

Other Businesses

1. 01/14/03 - SELLS PROPERTY & CASUALTY, HEALTH & LIFE, AND FIXED INSURANCE. 2. 2/21/2008 - NON-VARIABLE INSURANCE - PREMIER ONE INSURANCE SERVICES INC. -- SALES & SERVICES --PROPERTY & CASUALTIES, LIFE & HEALTH, DISABILITY,E&O - TIME SPENT 50%

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-01-15
S63	Uniform Securities Agent State Law Examination	1999-07-12

S66 Uniform Combined State Law Examination

2001-01-15
S63 Uniform Securities Agent State Law Examination

1999-07-12

Other Names

Jean N Youssef

View on SEC IAPD