Best Investors Account Sign in

Mark Sinclair Fisher

J.P. Morgan Securities LLC

Tempe, AZ

New York, NY

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2014-07-15
  • AZ RA
    APPROVED
    Since 2014-07-15

Branch Locations

150 W University Dr, Floor 04, Tempe, AZ 85281 • United States

270 Park Avenue, New York, NY 10017 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Tempe AZ 06/2014 Present
Jpmorgan Chase Bank, N.A. Tempe AZ 06/2014 Present
Previous Registrations
  • 2005-09-07 → 2014-07-03
    New England Securities
    Phoenix, AZ
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-03
S63 Uniform Securities Agent State Law Examination 1988-08-09
  • S66 Uniform Combined State Law Examination
    2005-09-03
  • S63 Uniform Securities Agent State Law Examination
    1988-08-09
Other Names
  • Mark S Fisher

View on SEC IAPD

Other Firms

OLIVE STREET INVESTMENT ADVISERS, LLC
EDWARD JONES
U.S. BANCORP ADVISORS, LLC
LPL FINANCIAL LLC
AQUILANT ADVISORS
ATROPOS CAPITAL MANAGEMENT, LLC
VIAGEM, LLC
MRM GROUP

Other Investors

David Erick Rosendahl
Teresa Valencia Schlafly
Sheree Louise Drake
AMY MARIE STARZYK
ANN MARIE OVERCASH
Stephen Wayne Barbour
JEREMY JOSEPH THARP
ANTHONY ALFRED OCCHINO

Other Offices

OLIVE STREET INVESTMENT ADVISERS, LLC · ST. LOUIS, MO
EDWARD JONES · ST. LOUIS, MO
J.P. MORGAN SECURITIES LLC · Des Peres, MO
U.S. BANCORP ADVISORS, LLC · Des Peres, MO
LPL FINANCIAL LLC · DES PERES, MO
AQUILANT ADVISORS · ST. LOUIS, MO
ATROPOS CAPITAL MANAGEMENT, LLC · ST. LOUIS, MO
VIAGEM, LLC · ST. LOUIS, MO

More in Tempe, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor