Best Investors Account Sign in
Inactive

Kathryn Wright Gerwig

John G. Ullman & Associates, Inc

Horseheads, NY

Claim This Profile
Current Employers
John G. Ullman & Associates, Inc

343 Daniel Zenker Drive, Horseheads, NY 14845 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-21
  • NY RA
    APPROVED
    Since 2021-07-21

Branch Locations

343 Daniel Zenker Drive, Horseheads, NY 14845 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
#Ia John G. Ullman And Associates, Inc. Corning NY 08/1987 Present
  • 08/1987 → Present
    #Ia John G. Ullman And Associates, Inc.
    Corning, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-02
S63 Uniform Securities Agent State Law Examination 1988-06-17
  • S65 Uniform Investment Adviser Law Examination
    1996-04-02
  • S63 Uniform Securities Agent State Law Examination
    1988-06-17
Designations
Other Names
  • Kathryn L Wright

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
LPL ENTERPRISE, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
THE MUSTICO FINANCIAL GROUP, INC.
SOCHA FINANCIAL GROUP, LLC
MORGAN STANLEY
MML INVESTORS SERVICES, LLC
TLG ADVISORS, INC.

Other Investors

AMANDA LEE HERRICK SMITH
DARREN LEE WILCOX
TODD A BROST
Jakob Parker Brost
Jase Hollenbeck Merrill
Susan Lynn Ford
Lynda Jean Lander
JUDITH ANN PALUMBO

Other Offices

LPL FINANCIAL LLC · ELMIRA, NY
LPL ENTERPRISE, LLC · HORSEHEADS, NY
LPL FINANCIAL LLC · ELMIRA HEIGHTS, NY
LPL FINANCIAL LLC · ELMIRA, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Elmira, NY
THE MUSTICO FINANCIAL GROUP, INC. · ELMIRA, NY
SOCHA FINANCIAL GROUP, LLC · CORNING, NY
MORGAN STANLEY · ELMIRA, NY

More in Horseheads, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor