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5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-27 |
| CA | RA | APPROVED | 2015-02-18 |
Branch Locations
3 Pointe Drive Suite 111, Brea, CA 92821 • United States
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc | Brea | CA | 02/2015 | Present |
| Kestra Private Wealth Services, Llc | Brea | CA | 02/2015 | Present |
Business Name: J.C. West & Associates, Inc. Wealth Management Investment Related: Yes Address: Three Pointe Drive Suite 107 Brea CA 92821 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Registered Rep and Financial Advisor with Kestra Financial. President of JC West & Associates, Inc. Start Date: 2/17/2015 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Providing Financial and Wealth Management Consulting Services to clients, including Retirement and Financial Planning. Also some Equity Trading and occassionally Life Insurance and Variable Annuities products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-17 |
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