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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-04-11
OR RA APPROVED 2014-05-19
  • WA RA
    APPROVED
    Since 2023-04-11
  • OR RA
    APPROVED
    Since 2014-05-19

Branch Locations

700 Sw Washington St 5Th Fl Ste 501 [Wd-Rbo], Vancouver, WA 98660 • United States

522 A Ave, Lake Oswego, OR 97034 • United States

700 Washington St Ste 501, Vancouver, WA 98660 • United States

700 Washington St 5Th Fl [Ox-Rbo], Vancouver, WA 98660 • United States

Vancouver, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Portland OR 05/2014 11/2016
Wells Fargo Clearing Services, Llc Portland OR 11/2016 Present
Previous Registrations
  • 2010-05-24 → 2014-05-05
    Lake Oswego, OR
    St Louis, MO
    Lake Oswego, OR
    Tualatin, OR
  • 2006-03-03 → 2009-04-15
    Deschutes Investment Advisors, Inc.
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-20
S63 Uniform Securities Agent State Law Examination 2009-04-08
S65 Uniform Investment Adviser Law Examination 1994-08-29
  • S66 Uniform Combined State Law Examination
    2010-05-20
  • S63 Uniform Securities Agent State Law Examination
    2009-04-08
  • S65 Uniform Investment Adviser Law Examination
    1994-08-29

View on SEC IAPD

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