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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-05-26 |
| FL | RA | APPROVED | 2017-05-25 |
Branch Locations
1701 Rickenbacker Dr Ste 101, Sun City Center, FL 33573 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Sun City Center | FL | 10/2009 | 05/2017 |
| Ameriprise Financial Services, Inc. | Sun City Center | FL | 10/2009 | 05/2017 |
| Wells Fargo Clearing Services, Llc | Sun City Center | FL | 05/2017 | Present |
CO-TRUSTEE FOR SPOUSE; INV. RELATED; APOLLO BEACH, FL; START DATE 8/15/2017; 0 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-07 |
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