Best Investors Account Sign in

Elizabeth Concettina Wagner

LPl Financial LLC

Chesapeake, VA

CRD 1734570

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 1999-03-30
  • VA RA
    APPROVED
    Since 1999-03-30

Branch Locations

Chesapeake, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Chesapeake VA 06/1996 Present
  • 06/1996 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Chesapeake, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-14
S63 Uniform Securities Agent State Law Examination 1987-09-24
  • S65 Uniform Investment Adviser Law Examination
    1998-05-14
  • S63 Uniform Securities Agent State Law Examination
    1987-09-24
Other Names
  • Elizabeth Concettina Wagner
  • Elizabeth Shoben
  • Elizabeth Concettina Bonfanti

View on SEC IAPD

More in Chesapeake, VA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor