Jonathan D Rogers

Current Employers

Employment History

• 08/1987 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Baltimore, MD
• 07/2011 → Present
  Bank Of America, N.A.
  Baltimore, MD

Other Businesses

I*2196FOR PROFIT OR NOT FOR PROFIT: FINANCIAL SELF-REGULATORY ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: FINRAINVESTMENT RELATED: YADDRESS OF BUSINESS:NEW YORK, NEW YORK 10006NATURE OF BUSINESS: FINANCIAL INDUSTRY SELF-REGULATORY BODY,POSITION, TITLE, ASSOCIATION: ARBITRATOR, START DATE OF RELATIONSHIP: 5/11/2011NUMBER OF HOURS DEVOTED: 24 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 16DUTIES: FINRA ARBITRATOR I*117435For profit or not for profit: Non-Profit OrganizationName of outside business organization: Roland Green Community AssociationInvestment related: NAddress of business:Baltimore, Maryland 21208Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 7/1/2017Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 5Duties: Board member for my small community home owners association.. I*510009, Entity Type: Entity For Profit, Name of OBA: Lucky Star (theatrical production), Address: New York, New York 10019, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 03/01/2022, No Hours: 1, No Hours during trading: 0, Duties: I am requesting pre-approval to invest in this off-Broadway production of a play based on a book written by a friend of mine. I would be a passive investor. I*469117, Entity Type: Entity SRO, Name of OBA: FINRA, Address: New York, New York, 10006, Investment Related: N, Position, Title, Association: Consultant/Independent Contractor, Employee State Date: 05/11/2011, No Hours: 24 Yearly, No Hours during Trading: 16 Yearly, Duties: I serve (very occasionally) as an arbitrator on FINRA dispute resolution panels. Because of the subject matter of these issues, I answered "yes" to the question regarding whether they pertain to securities, etc

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-04-17
• S63 Uniform Securities Agent State Law Examination
  1987-11-03

Other Names

• Jonathan David Rogers