Benjamin Frank Joel

Current Employers

Employment History

• 06/2009 → 05/2019
  Morgan Stanley Smith Barney
  Atlanta, GA
• 01/2015 → 05/2019
  Morgan Stanley Private Bank, National Association
  New York, NY
• 05/2019 → Present
  Rbc Capital Markets, Llc.
  Atlanta, GA
• 08/2019 → Present
  City National Bank
  Atlanta, GA

Previous Registrations

• 2009-06-01 → 2019-05-31
  Morgan Stanley
  Atlanta, GA
• 2003-03-31 → 2009-06-01
  Citigroup Global Markets Inc.
  Atlanta, GA
  Atlanta, GA

Other Businesses

(1) NAME OF ENTITY: FUTURE INC; ADDRESS: 3050 WOOD VALLEY DR MCDONOGH, GA 30253; INVESTMENT RELATED: YES, Social/investment club. Investments are used to fund social events. $2 million is in the account at Morgan Stanley. Primary aspect of the club is social, but there's an investment aspect to it; BUSINESS DESCRIPTION: SOCIAL CLUB; CAPACITY: DIRECTOR & PRESIDENT; START DATE: 01/2000; DUTIES: SOCIAL EVENT PLANNING, USUALLY 2 PARTIES PER YEAR; HOURS DEVOTED PER MONTH: LESS THAN 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0; (2) NAME OF ENTITY: JOEL AND GRANT 2285 PEACHTREE LLC; ADDRESS: 633 ANTONE ST NW ATLANTA, GA 30318; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: REAL ESTATE INVESTMENT; CAPACITY: OWNER-PASSIVE; START DATE: 11/2019; DUTIES: NONE PASSIVE INVESTOR; HOURS DEVOTED PER MONTH: 0; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0;

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-05-22
• S63 Uniform Securities Agent State Law Examination
  1987-09-30

Other Names

• Ben Joel