Brian Drew Sullivan

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2000 → Present
  Northwestern Mutual Investment Services, Llc.
  Richmond, VA
• 09/2011 → 04/2017
  Rainer Schlichtherle
  Richmond, VA
• 10/2011 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 04/2017 → 03/2023
  Whitley Day
  Richmond, VA
• 02/2023 → Present
  Eric Rohnacher
  Richmond, VA

Previous Registrations

• 2005-05-18 → 2007-04-30
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. RESIDENTIAL RENTAL PROPERTY OWNER AT 3222 FLOYD AVE, RICHMOND, VA. 3 HOURS PER MONTH.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-10-24
• S63 Uniform Securities Agent State Law Examination
  1987-10-15

Designations

• Certified Financial Planner