Michael Dennis Gray

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Southampton, NY
• 12/2009 → Present
  Bank Of America, N.A.
  Southampton, NY

Previous Registrations

• 2001-01-25 → 2008-09-08
  Ubs Financial Services Inc.
  Southampton, NY
  Southampton, NY

Other Businesses

I*40147 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TRUST INVESTMENT RELATED: Y ADDRESS OF BUSINESS: SHELTER ISLAND HEIGHTS, NEW YORK 11965 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 8/1/1998 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: I MONITOR THE INVESTMENTS AS PRESCRIBED IN THE TRUST

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-01-14
• S63 Uniform Securities Agent State Law Examination
  1994-03-07