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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| FL | RA | APPROVED | 2013-03-20 |
| CT | RA | APPROVED | 2012-01-17 |
| TX | RA | APPROVED | 2008-08-22 |
Branch Locations
57 Hampton Rd, Southampton, NY 11968 • United States
Longboat Key, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Southampton | NY | 08/2008 | Present |
| Bank Of America, N.A. | Southampton | NY | 12/2009 | Present |
I*40147 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TRUST INVESTMENT RELATED: Y ADDRESS OF BUSINESS: SHELTER ISLAND HEIGHTS, NEW YORK 11965 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 8/1/1998 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: I MONITOR THE INVESTMENTS AS PRESCRIBED IN THE TRUST
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-07 |
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