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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-03-25 |
Branch Locations
7101 Wisconsin Ave Suite 1200, Bethesda, MD 20814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mcintyre, Freedman & Flynn Investment Advisers, Inc. | Hyannis | MA | 06/2017 | 11/2020 |
| Wells Fargo Clearing Services, Llc | Hyannis | MA | 10/2015 | 05/2017 |
| Raymond James Financial Services Advisors, Inc. | Cornelius | NC | 01/2021 | 03/2024 |
| Raymond James Financial Services, Inc. | Cornelius | NC | 05/2021 | 03/2024 |
| Mml Investors Services, Llc | Huntersville | NC | 03/2024 | Present |
| Massmutual Life Insurance Company | Huntersville | NC | 03/2024 | Present |
1)Name: Debbie Feest, Inv Rel: N Addr: Woodring Farm, 6215 Gilead Road,Huntersville NC 28078, Nature: Equine Therapy Position: Equine Specialist, Start: 3/2/2024, No Hr/Mo: 20 No Hr/Mo Dur trading: 0 Duties: I work with a mental health professional setting up therapy sessions and activities with my horses and her clients.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-03-07 |
| S65 | Uniform Investment Adviser Law Examination | 1999-09-22 |
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