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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-21
MN RA APPROVED 2021-11-02
  • TX RA
    APPROVED_RES
    Since 2022-03-21
  • MN RA
    APPROVED
    Since 2021-11-02

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Minnetrista, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Minnetonka MN 08/2015 05/2021
Lpl Financial, Llc Edina MN 05/2021 11/2021
Rbc Capital Markets, Llc Minneapolis MN 11/2021 Present
Previous Registrations
Other Businesses

1. 05/01/2018 - TUSCAN SUN LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 1%/ 3450 N TUSCANY CIR, MESA, AZ 85207

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-24
S63 Uniform Securities Agent State Law Examination 1992-02-10
  • S66 Uniform Combined State Law Examination
    2008-04-24
  • S63 Uniform Securities Agent State Law Examination
    1992-02-10
Other Names
  • Ronda Autrey

View on SEC IAPD

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