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Peter Louis Seelig

LPl Financial LLC

Portland, OR

CRD 3106410

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2018-02-14
  • OR RA
    APPROVED
    Since 2018-02-14

Branch Locations

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc. Portland OR 02/2005 02/2018
Fenton, Wangler Financial Portland OR 02/2005 02/2018
Lpl Financial Llc Portland OR 02/2018 Present
  • 02/2005 → 02/2018
    Sii Investments, Inc.
    Portland, OR
  • 02/2005 → 02/2018
    Fenton, Wangler Financial
    Portland, OR
  • 02/2018 → Present
    Portland, OR
Previous Registrations
  • 2005-02-16 → 2018-02-14
    Sii Investments, Inc.
    Vancouver, WA
    Tigard, OR
    Lake Oswego, OR
    Portland, OR
  • 2002-06-28 → 2005-02-14
    Portland, OR
Other Businesses

1. 02/14/2018 - Seelig Financial Group, LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Owner - Start Date 2005 - 1 Hour Per Month. 2. 02/14/2018 - No Business Name - Investment Related - Portland, OR 97219 - Real Estate Rental - 5 Hours Per Month. 3. 02/14/2018 - Crump Insurance Services - Investment Related - Non-Variable Insurance - Licensed Agent - UL, Health, Disability, LTC. 4. 01/24/2024 - No Business Name - Non-Inv Related - Other - Fitness Instructor - Started: 12/1/2023 - 3 Hrs/Mo; 0 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-26
S66 Uniform Combined State Law Examination 1998-09-10
  • S65 Uniform Investment Adviser Law Examination
    2002-06-26
  • S66 Uniform Combined State Law Examination
    1998-09-10

View on SEC IAPD

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