Thomas James Ogrady

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → 11/2020
  Princor Financial Services
  Lombard, IL
• 03/2007 → 11/2020
  Principal Life Insurance
  Lombard, IL
• 11/2020 → 11/2024
  Pruco Securities Llc
  Downers Grove, IL
• 11/2020 → Present
  The Prudential Insurance Company Of America
  Downers Grove, IL
• 11/2024 → Present
  Lpl Enterprise, Llc
  Downers Grove, IL

Previous Registrations

• 2020-12-02 → 2024-11-14
  Pruco Securities, Llc.
  Downers Grove, IL
  Frankfort, IL
• 2012-01-17 → 2020-12-08
  Principal Securities, Inc.
  Chicago, IL
  Lisle, IL
  Lisle, IL
  Naperville, IL
  Downers Grove, IL
  Naperville, IL
  Palatine, IL
  Downers Grove, IL
  Laporte, IN

Other Businesses

1) 11/12/2024- Emerald Cube Properties - Smeauxk BBQ LTD.- Co-owner - will attend Monthly meetings - Passive investor- Business Entity for Tax/Investment Purposes Only- INV Related- Downers Grove, IL- Start Date 06/20/2024- 1hrs/mth- 0hrs during trading 2) 11/12/2024- Emerald Cube Properties- Co-Owner - We put up the capital and subcontract the work or collect the rents- Business Entity for Tax/Investment Purposes Only- INV Related- Downers Grove, IL- Start Date 05/15/2019- 4hrs/mth- 0hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2012-01-14
• S63 Uniform Securities Agent State Law Examination
  1998-08-08

Other Names

• Thomas Hinkey
• Thomas James Ogrady