Joseph Gerard Gurgone

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2013-08-22

IL RA
APPROVED

Since 2013-08-22

Branch Locations

377 E Butterfield Rd Ste 400, Lombard, IL 60148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northernwestern Mutual Life Ins. Co	Milwaukee	WI	07/1986	Present
Northwestern Mutual Investment Services, Llc	Northfield	IL	01/1991	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2016	Present

07/1986 → Present

Northernwestern Mutual Life Ins. Co

Milwaukee, WI
01/1991 → Present

Northwestern Mutual Investment Services, Llc

Northfield, IL
01/2016 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. VICE PRESIDENT, THE EBRY, 21 N MAY ST, CHICAGO, , ILLINOIS, 60607, UNITED STATES OF AMERICA, PUBLIC, START DATE: 02/04/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-08-21
S63	Uniform Securities Agent State Law Examination	1991-03-14

S65 Uniform Investment Adviser Law Examination

2013-08-21
S63 Uniform Securities Agent State Law Examination

1991-03-14

View on SEC IAPD

Current Employers

Northwestern Mutual Investment Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews