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H Clark Gaines Jr

Ethos Financial Group, LLC

Charleston, SC

King Of Prussia, PA

CRD 3245027

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Employer firm

Ethos Financial Group, LLC CRD 321748

$2.14B regulatory AUM 6 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Ethos Financial Group, Llc

2200 Renaissance Blvd Suite 340, King Of Prussia, PA 19406 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-01-06
  • SC RA
    APPROVED
    Since 2026-01-06

Branch Locations

850 Morrison Drive Suite 375, Charleston, SC 29403 • United States

2200 Renaissance Blvd Suite 340, King Of Prussia, PA 19406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Almanack Investment Partners Charleston SC 03/2016 12/2025
Ethos Financial Group, Llc King Of Prussia PA 12/2025 Present
Previous Registrations
Other Businesses

Name of the business: Licensed Insurance Representative; Investment-related: Yes; Address: 850 Morrison Dr. Ste 375, Charleston SC; Nature of the business: Insurance sales; Position/Title: Licensed Insurance Representative; Start date: December 1, 2025; Hours: 2/mo; Duties: May recommend, on a fully disclosed commission basis, the purchase of insurance products. Name of the business: General Partner to Private Funds; Investment-related: Yes; Address: 850 Morrison Dr. Ste 375, Charleston SC; Nature of the business: Special Purpose Vehicle(s) for private investments; Position/Title: General Partner; Start date: January 15, 2026; Hours: 4/mo; Duties: Raise capital and manage investment pools for one or more private investment vehicles

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-29
  • S66 Uniform Combined State Law Examination
    2012-11-29
Other Names
  • Howard Clark Gaines

View on SEC IAPD

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