Joel Davis Kamphuis

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2023-06-29
TX	RA	APPROVED_RES	2023-06-29
FL	RA	APPROVED	2015-10-28

MI RA
APPROVED

Since 2023-06-29
TX RA
APPROVED_RES

Since 2023-06-29
FL RA
APPROVED

Since 2015-10-28

Branch Locations

Holland, MI • United States

800 Village Square Crossing #311, Palm Beach Gardens, FL 33410 • United States

Pompano Beach, FL • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Summit Brokerage Services	Ft Lauderdale	FL	08/2015	09/2019
Summit Financial Group Inc	Ft Lauderdale	FL	06/2017	05/2021
Cetera Investment Advisers Llc	El Segundo	CA	10/2015	Present
Cetera Wealth Services, Llc	El Segundo	CA	09/2019	Present
Km Wealth Management	Palm Beach Gardens	FL	02/2010	Present

08/2015 → 09/2019

Summit Brokerage Services

Ft Lauderdale, FL
06/2017 → 05/2021

Summit Financial Group Inc

Ft Lauderdale, FL
10/2015 → Present

Cetera Investment Advisers Llc

El Segundo, CA
09/2019 → Present

Cetera Wealth Services, Llc

El Segundo, CA
02/2010 → Present

Km Wealth Management

Palm Beach Gardens, FL

Previous Registrations

2017-06-05 → 2021-05-20

Summit Financial Group Inc

Ft Lauderdale, FL

Palm Beach Gardens, FL
2010-03-04 → 2015-11-13

J P Turner & Company Capital Management, Llc

Fort Lauderdale, FL
2004-06-28 → 2010-02-18

Gunnallen Financial, Inc

Tampa, FL

Ft. Lauderdale, FL

Ft. Lauderdale, FL

Fort Lauderdale, FL
1999-03-03 → 2004-06-08

Brookstreet Securities Corporation

Ft. Lauderdale, FL

Other Businesses

1) KM WEALTH MANAGEMENT; AT BRANCH OFFICE; PARTNER; DBA; INVESTMENT RELATED, START 02/2010. 2) JOEL KAMPHUIS P.A.; AT BRANCH OFFICE; PRESIDENT; PERSONAL BUSINESS; ZERO HRS SPENT AT OTHER BUSINESS DURING TRADING HRS; ZERO HRS SPENT AT OTHER BUSINESS DURING NON-TRADING HRS; S-CORP SET UP FOR PAYING BILLS, PAYROLL ETC ON ADVICE OF CPA; VARIES BASED ON INCOME; START DATE 2001 3) KM WEALTH MANAGEMENT; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; EMPLOYER OFFERED ELECTIVE BENEFITS; AGENT; START 7/20/2017; APX 5-10 HOURS/MONTH, 5 DURING TRADING; EMPLOYER OFFERED ELECTIVE BENEFITS, INSURANCE-RELATED PRODUCTS 4) FINAL EXPENSE INSURANCE; INVESTMENT RELATED; SAME AS REGISTERED OFFICE; INSURANCE; 08/16/2018; APPX 1-2 HOURS/MONTH; APPX 1-2 HOURS/MONTH DURING TRADING; PROVIDING FINAL EXPENSE INSURANCE THROUGH CARRIERS. 5) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 9/2023; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS HEALTH, DISABILITY, & LONG-TERM CARE;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-12-10
S63	Uniform Securities Agent State Law Examination	1987-10-22

S66 Uniform Combined State Law Examination

2001-12-10
S63 Uniform Securities Agent State Law Examination

1987-10-22

View on SEC IAPD