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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-09-05 |
Branch Locations
1375 East Ninth Street Suite 1800, Cleveland, OH 44114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Cleveland | OH | 04/2011 | 10/2017 |
| Unemployed | Orange Village | OH | 10/2017 | 07/2018 |
| Meaden & Moore | Cleveland | OH | 07/2018 | Present |
| 1St Global Capital, Corp. | Cleveland | OH | 07/2018 | 10/2019 |
| 1St Global Advisors, Inc. | Cleveland | OH | 07/2018 | 10/2019 |
| Meaden & Moore Financial Services, Ltd | Cleveland | OH | 07/2018 | Present |
| Avantax Insurance Services, Inc. | Cleveland | OH | 03/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Cleveland | OH | 10/2019 | 09/2025 |
| Avantax Advisory Services | Cleveland | OH | 10/2019 | 09/2025 |
| The Wealth Center At Meaden & Moore | Cleveland | OH | 07/2018 | Present |
| Cetera Wealth Services, Llc | Cleveland | OH | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) MEADEN & MOORE FINANCIAL SERVICES LTD. POSITION: Financial Planner NATURE: Providing investment guidance and advice to individual and institutional clients INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 150 START DATE: 07/23/2018 ADDRESS: 1375 East 9th St., Suite 1800, Cleveland OH 44114, United States DESCRIPTION: Providing clients with investment advise and recommendations; trading 2) ORANGE VILLAGE (OH) FINANCE COMMITTEE POSITION: Committee Member NATURE: I am member of the committee that oversees the financial activities of Orange Village, Ohio. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2017 ADDRESS: 4600 Lander Rd., Orange Village OH 44022, United States DESCRIPTION: I am a member of the committee that reviews and approves the budget and reviews income tax collections for Orange Village, Ohio. 3) MEADEN & MOORE FINANCIAL SERVICES LTD. IAR POSITION: Financial Planner NATURE: Providing investment guidance and advice to individual and institutional clients INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 150 START DATE: 07/23/2018 ADDRESS: 1375 East 9th St., Suite 1800, Cleveland OH 44114, United States DESCRIPTION: Providing clients with investment advice and recommendations; trading 4) ORANGE VILLAGE, OHIO POSITION: Councilman NATURE: I am a member of village council in Orange Village, Ohio where I reside. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/04/2019 ADDRESS: 4600 Lander Rd., Orange Village OH 44022, United States DESCRIPTION: I am one of seven members of council that is responsible for passing ordinances and ensuring that Orange Village operates smoothly and responsibly. 5) THE WEALTH CENTER AT MEADEN & MOORE POSITION: Wealth Management Analyst NATURE: Support a team of financial advisors with all aspects of investment analytics INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/23/2018 ADDRESS: 1375 East Ninth Street, Suite 1800, Cleveland OH 44114, United States DESCRIPTION: Conduct research and due diligence; manager selection; build models and model portfolios; trading; financial plans
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-11 |
| S65 | Uniform Investment Adviser Law Examination | 2001-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-15 |
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