Stephen Price Goldsmith

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → Present
  Commonwealth Financial Network
  Waltham, MA
• 12/2013 → Present
  Casco Bay Wealth Advisors
  Lovell, ME

Previous Registrations

• 2003-05-21 → 2008-07-01
  Valic Financial Advisors, Inc.
  Falmouth, ME
  Falmouth, ME

Other Businesses

1. Fixed insurance sales, as of 11/2013, 5% of time spent during business hours, conducted at branch, investment related. 2. Rocky Ridge Farm, owner operator of farm, as of 2008, 0% of time spent during business hours, not conducted at branch, not investment related. 3. Town of Lovell, Selectman, located in Lovell, ME, as of 2008, 0% of time spent during business hours, not conducted at branch, not investment related. 4. Emergency medical technician, provide provides EMT services to a ski patrol, Fryeburg Fair, and as a chief for Fryeburg Rescue, as of 2008, 0% of time spent during business hours, not conducted at branch, not investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-05-19
• S63 Uniform Securities Agent State Law Examination
  1987-11-11

Other Names

• Steve Goldsmith