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Thomas Earl Hampton

H2Ols Wealth Management Solutions LLC

Oneonta, AL

CRD 1730068

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Employer firm

H2Ols Wealth Management Solutions LLC CRD 341011

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
H2Ols Wealth Management Solutions Llc

Oneonta, AL • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-07-02
TX RA APPROVED_RES 2026-07-01
  • AL RA
    APPROVED
    Since 2026-07-02
  • TX RA
    APPROVED_RES
    Since 2026-07-01

Branch Locations

Oneonta, AL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Birmington AL 03/1993 03/2017
Mml Investors Services, Llc Oneonta AL 03/2017 06/2026
H2Ols Wealth Management Solutions Llc Birmingham AL 03/1993 Present
Previous Registrations
  • 2017-03-25 → 2026-07-02
    Vestavia, AL
    Birmingham, AL
    Oneonta, AL
    Birmingham, AL
    Birmingham, AL
  • 2001-04-18 → 2017-03-25
    Msi Financial Services, Inc.
    Birmingham, AL
    Birmington, AL
Other Businesses

(1)NAME: H2OLS WLTH MGNT SOLUTIONS, LLC INV REL: Y ADD: 2300 Saint Andrews Parkway, Oneonta, AL 35121 NATURE: Ind Life/P&C/Health, Group Life/Health,Outside Business In Fixed Products: Structured Settlements, Annuities,Life, DI, LTC, Etc. POSITION: Agent/Sales/Ownership START DATE: 01/01/1987 NO. HR/MO: 15 NO. HR/MO DURING SEC TRADING: 10

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-10-13
  • S63 Uniform Securities Agent State Law Examination
    1987-10-13
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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