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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2006-01-26
  • FL RA
    APPROVED
    Since 2006-01-26

Branch Locations

700 Central Avenue Suite 300, St Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Milwaukee WI 11/1984 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 08/1987 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
Other Businesses

1.MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. TIMBER SALES - WILLISTON, FL 2. 100% OWNER, 205TH STREET NE, 205TH STREET NE, WILLISTON, , FLORIDA, 32696, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 07/25/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, KEEP THE RENTAL IN GOOD CONDITION AND COLLECT RENT. investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-16
S63 Uniform Securities Agent State Law Examination 2004-08-09
  • S65 Uniform Investment Adviser Law Examination
    2006-10-16
  • S63 Uniform Securities Agent State Law Examination
    2004-08-09
Other Names
  • Scott Rutland
  • Hal Scott Rutland

View on SEC IAPD

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