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Nicholas Thomas Leftakes

Via Iv Investments, LLC

Burr Ridge, IL

CRD 1729929

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Employer firm

Via Iv Investments, LLC CRD 121992

$222M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Via Iv Investments, Llc

1333 Burr Ridge Parkway Suite 200, Burr Ridge, IL 60527 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-10-14
  • IL RA
    APPROVED
    Since 2022-10-14

Branch Locations

1333 Burr Ridge Parkway Suite 200, Burr Ridge, IL 60527 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lt Group, Llc Chicago IL 09/2007 Present
Via Iv Investments, Llc Burr Ridge IL 01/2020 Present
Other Businesses

Co-owner LT Group, LLC: Principal in a real estate investment company. Chicago, Illinois. Started as noted above 09.2007. hrs per month = approximately 80, all during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-12
S63 Uniform Securities Agent State Law Examination 1990-03-26
  • S65 Uniform Investment Adviser Law Examination
    2022-09-12
  • S63 Uniform Securities Agent State Law Examination
    1990-03-26

View on SEC IAPD

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