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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-10-08 |
| IL | RA | APPROVED | 2018-09-05 |
| MO | RA | APPROVED | 2018-09-04 |
Branch Locations
9900 Clayton Road, St Louis, MO 63124 • United States
Fairview Heights, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | St. Louis | MO | 01/2009 | 08/2018 |
| Raymond James & Associates | St. Louis | MO | 08/2018 | Present |
(1)Name of Business: Let It Ride VII Holdings LLC Address: 1505 Goldeneye Ct, Swansea, IL, 62226, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 11/18/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I invested less than $3000 in a Race Horse with a group.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-05 |
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